-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JJvIpn9f72DIfrelxlTnYRJwsqWGQP/Ffd2VaIxuWGnFx3nE9bTZFm3sFyYLWXwZ 9lgahOJp3BVlmE/9TMErPQ== 0000950116-03-004904.txt : 20031218 0000950116-03-004904.hdr.sgml : 20031218 20031218140713 ACCESSION NUMBER: 0000950116-03-004904 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CSS INDUSTRIES INC CENTRAL INDEX KEY: 0000020629 STANDARD INDUSTRIAL CLASSIFICATION: GREETING CARDS [2771] IRS NUMBER: 131920657 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-18240 FILM NUMBER: 031061976 BUSINESS ADDRESS: STREET 1: 1845 WALNUT ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2155699900 FORMER COMPANY: FORMER CONFORMED NAME: CITY STORES CO DATE OF NAME CHANGE: 19851212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FARBER JACK CENTRAL INDEX KEY: 0000932201 IRS NUMBER: 172262197 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3056 MIRO DRIVE NORTH CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 5616271630 MAIL ADDRESS: STREET 1: 3056 MIRO DRIVE NORTH CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 SC 13D/A 1 sc13d.txt SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 30)(1) CSS INDUSTRIES, INC. -------------------- (Name of Issuer) Common Stock, $.10 par value ---------------------------- (Title of Class of Securities) 178666 10 3 ----------- (CUSIP Number) Alan Singer, Esq. Morgan, Lewis & Bockius LLP 1701 Market Street Philadelphia, PA 19103-2921 (215) 963-5224 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 15, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this Schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ] Note: Schedules filed in paper format shall include a signed original and two copies of the Schedule including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Page 1 of 5 Pages) - -------- (1)The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 178666 10 3 SCHEDULE 13D Page 2 of 5 Pages _______________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jack Farber ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 SOURCE OF FUNDS PF, OO ______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] ______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America _______________________________________________________________________________ | | NUMBER OF | 7 | SOLE VOTING POWER SHARES | | 365,510 Shares BENEFICIALLY |_____|________________________________________________________ OWNED BY | | EACH | 8 | SHARED VOTING POWER REPORTING | | 281,778 Shares PERSON WITH |_____|________________________________________________________ | | | 9 | SOLE DISPOSITIVE POWER | | 365,510 Shares |_____|________________________________________________________ | | | 10 | SHARED DISPOSITIVE POWER | | 281,778 Shares _______________|_____|_________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 647,288 Shares ______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.5% ______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN _____________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 178666 10 3 SCHEDULE 13D Page 3 of 5 Pages This Amendment No. 30 amends the Schedule 13D filed by Jack Farber with respect to shares of common stock, par value $.10 per share, ("Common Stock") of CSS Industries, Inc., a Delaware corporation ("CSS"), as such statement has been amended from time to time. Item 5. Interest in Securities of the Issuer. Jack Farber may be deemed to beneficially own 647,288 shares of Common Stock (5.5% of the issued and outstanding Common Stock of CSS, based upon 11,813,294 shares issued and outstanding as of the close of business on September 30, 2003, as set forth in CSS' Form 10-Q for the quarter ended September 30, 2003). Of that amount, he has sole voting and investment power with regard to 365,510 shares of Common Stock that he owns directly and shared voting and investment power with regard to 281,778 shares of Common Stock, which consists of the following: o 198,303 shares of Common Stock held by a trust for the benefit of David M. Farber, Jack Farber's son, for which Jack Farber and David M. Farber are co-trustees (the "David Farber Trust"). A majority of the trustees of the David Farber Trust is required to vote or dispose of the shares of Common Stock owned by the David Farber Trust; and o 83,475 shares of Common Stock owned by trusts for the benefit of two of Jack Farber's grandchildren (together, the "Grandchildren Trusts"), for which Jack Farber's wife serves as co-trustee with his daughter. The shares referenced as being beneficially owned by Jack Farber do not include shares owned by the Farber Family Foundation, Inc. (the "Farber Family Foundation"), the Farber Foundation, Inc. (the "Farber Foundation") and the Farber Family Charitable Lead Annuity Trust (the "Farber Charitable Trust"). Jack Farber, his wife, his son and his daughter are members, officers and directors of the Farber Family Foundation. Jack Farber and certain other directors and officers of CSS are members, directors or officers of the Farber Foundation. Jack Farber's daughter is the sole trustee of the Farber Charitable Trust. As a matter of policy, the Farber Foundation and the Farber Family Foundation, both of which are charitable foundations, do not vote the shares of Common Stock that they own. Jack Farber disclaims any beneficial ownership in the shares held by the Farber Foundation, the Farber Family Foundation and the Farber Charitable Trust. Following the date of the last transaction reported in Amendment No. 29 to Jack Farber's Schedule 13D was filed, he sold Common Stock as follows: - ------------------------------------------------------------------------------- DATE OF SALE NUMBER OF SHARES PRICE PER SHARE - ------------ ---------------- --------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- December 2, 2003 200 $29.90 - ------------------------------------------------------------------------------- December 2, 2003 2,100 $29.88 - ------------------------------------------------------------------------------- December 2, 2003 100 $29.86 - ------------------------------------------------------------------------------- December 2, 2003 100 $29.80 - ------------------------------------------------------------------------------- December 2, 2003 100 $29.81 - ------------------------------------------------------------------------------- December 2, 2003 300 $29.78 - ------------------------------------------------------------------------------- 3 CUSIP No. 178666 10 3 SCHEDULE 13D Page 4 of 5 Pages - ------------------------------------------------------------------------------- DATE OF SALE NUMBER OF SHARES PRICE PER SHARE - ------------ ---------------- --------------- - ------------------------------------------------------------------------------- December 2, 2003 300 $29.77 - ------------------------------------------------------------------------------- December 2, 2003 800 $29.72 - ------------------------------------------------------------------------------- December 8, 2003 200 $29.84 - ------------------------------------------------------------------------------- December 8, 2003 500 $29.88 - ------------------------------------------------------------------------------- December 8, 2003 500 $29.89 - ------------------------------------------------------------------------------- December 8, 2003 500 $29.90 - ------------------------------------------------------------------------------- December 8, 2003 200 $29.91 - ------------------------------------------------------------------------------- December 8, 2003 1,000 $30.00 - ------------------------------------------------------------------------------- December 10, 2003 300 $29.72 - ------------------------------------------------------------------------------- December 10, 2003 1,100 $29.75 - ------------------------------------------------------------------------------- December 10, 2003 1,000 $29.77 - ------------------------------------------------------------------------------- December 10, 2003 700 $29.80 - ------------------------------------------------------------------------------- December 15, 2003 100 $30.40 - ------------------------------------------------------------------------------- December 15, 2003 300 $30.29 - ------------------------------------------------------------------------------- December 16, 2003 200 $29.88 - ------------------------------------------------------------------------------- December 16, 2003 2,900 $29.90 - ------------------------------------------------------------------------------- December 16, 2003 800 $29.91 - ------------------------------------------------------------------------------- December 16, 2003 500 $29.92 - ------------------------------------------------------------------------------- December 16, 2003 400 $29.93 - ------------------------------------------------------------------------------- December 16, 2003 800 $29.95 - ------------------------------------------------------------------------------- All of these sales were effected pursuant to a plan intended to comply with Rule 10b5-1(c). In addition, on December 15, 2003, Jack Farber contributed 965,151 shares to The Jack Farber 2003 Irrevocable Trust dated December 15, 2003, of which he is the sole beneficiary. Also on December 15, 2003, Jack Farber's wife contributed 351,042 shares to The Vivian Farber 2003 Irrevocable Trust dated December 15, 2003, of which she is the sole beneficiary. Ellen B. Kurtzman, Jack Farber's daughter, is the sole trustee of these trusts, and Jack Farber disclaims beneficial ownership in the shares held by these trusts. In Amendment No. 29 to his Schedule 13D, Jack Farber reported that he sold 1,000 shares of Common Stock at $29.90 per share on December 1, 2003. The price per share for 500 of the shares was erroneously reported, and only 500 shares were sold at $29.90 per share; the other 500 shares were sold at $29.92 per share. 4 CUSIP No. 178666 10 3 SCHEDULE 13D Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. JACK FARBER -------------------- Jack Farber Date: December 18, 2003 5 -----END PRIVACY-ENHANCED MESSAGE-----